Articles Tagged with Investment Architects

Anthony DuckworthPublic records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on March 11, 2018 indicate that California-based Investment Architects broker/adviser Anthony Duckworth is involved in a pending customer dispute. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Duckworth (CRD# 1865790).

Anthony Duckworth has spent 29 years in the securities industry and has been registered with Investment Architects in Petaluma, California since 1988. He has no previous registrations. He has passed three securities industry examinations: Series 66 (Uniform Combined State Law Examination), which he obtained on June 13, 2008; Series 7 (General Securities Representative Examination), which he obtained on August 20, 1988; and Series 24 (General Securities Principal Examination), which he obtained on October 3, 1988. He is a registered broker and investment adviser with one US state (California) and one self-regulatory organization (FINRA).

According to his BrokerCheck report, he has received one pending customer complaint.