Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on September 13, 2017 indicate that former Connecticut-based Investment Center broker/adviser Leon Vaccarelli has been named in a pending complaint by the Securities and Exchange Commission and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Vaccarelli (CRD# 3227636).
Leon Vaccarelli has spent 17 years in the securities industry and was most recently registered with the Investment Center in Waterbury, Connecticut (2011-2017). Previous registrations include QA3 Investment Corporation in Waterbury, Connecticut; Ameriprise Financial Services in Middlebury, Connecticut; and IDS Life Insurance Company in Minneapolis, Minnesota. He is currently not registered with any state or firm.
According to his BrokerCheck report report, he has received one FINRA sanction and was recently named in a pending SEC complaint; he was also discharged from his former employer in connection to alleged rule violations.