Articles Tagged with James Kraatz

James Kraatz

Publicly available records published by the Financial Industry Regulatory Authority (FINRA) on January 16, 2017 indicate that Michigan-based Next Financial Group broker/adviser James Kraatz has been the subject of resolved or pending customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Kraatz (CRD# 2102044).

James Kraatz has spent 26 years in the securities industry and has been registered with Next Financial Group in Shelby Township, Michigan since 2008. Previous registrations include Capital Financial Services in Shelby Township, Michigan (2005-2008); Empire Financial Group, which has been expelled by FINRA, in Longwood, Florida (2003-2005); Freedom Financial in Omaha, Nebraska (2002-2003); and Thrivent Investment Management in Minneapolis, Minnesota (1990-2002). He is a registered broker and investment adviser with six US states: Colorado, Florida, Georgia, Michigan, New York, North Carolina, and South Carolina.

According to his BrokerCheck report, James Kraatz has received one customer complaint and one pending customer complaint.