Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on September 15, 2016 indicate that Illinois-based National Securities broker/adviser James Pinzker has been the subject of a customer complaint. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Pinzker (CRD# 2525439).
James Pinzker has spent 21 years in the securities industry and has been registered with National Securities in Chicago, Illinois since December 2015. Previous registrations include Oppenheimer & Company in Chicago, Illinois; UBS Financial Services in Chicago, Illinois; Citigroup Global Markets in Chicago, Illinois; and Merrill Lynch in New York, New York. He is a registered broker and investment adviser with fifteen US states and territories;
According to his BrokerCheck report, James Pinzker has been the subject of one customer complaint.