Public records published by the Financial Industry Regulatory Authority (FINRA) on April 23, 2018 indicate that Pennsylvania-based Janney Montgomery Scott broker/adviser William Harvey has been involved in resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Harvey (CRD# 2398782).
William Harvey has spent 24 years in the securities industry and has been registered with Janney Montgomery Scott in Doylestown, Pennsylvania since 2002. Previous registrations include Legg Mason Wood Walker in Baltimore, Maryland (1994-2002) and LC Wegard & Company in New York, New York (1994). He has passed two securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination), which he obtained on January 12, 1994, and Series 7 (General Securities Representative Examination), which he obtained on December 18, 1993. He is a registered broker and investment adviser with 32 US states and territories: Arizona, Arkansas, California, Colorado, Connecticut, Delaware, the District of Columbia, Florida, Georgia, Indiana, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, New Hampshire, New Jersey, New York, North Carolina, Ohio, Oregon, Pennsylvania, South Carolina, Tennessee, Texas, Vermont, Virginia, Washington, West Virginia, Wisconsin, and Wyoming.
According to his BrokerCheck report, he has received two customer complaints and one pending customer complaint.