Articles Tagged with Jason Coles

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Jason ColesPublicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on October 6, 2017 indicate that California-based Centaurus Financial broker/adviser Jason Coles has received a FINRA sanction and several customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Coles (CRD# 2632270).

Jason Coles has spent 21 years in the securities industry and has been registered with Centaurus Financial in Irvine, California since August 2017. Previous registrations include Financial West Group in Irvine, California; Torrey Pines Securities in San Diego, California; Securities America in Irvine, California; Wells Fargo Investments in Costa Mesa, California; and Fidelity Brokerage Services in Smithfield, Rhode Island. He is a registered broker and investment adviser with nine US states and territories: Arizona, California, Colorado, Florida, Louisiana, Nevada, Oregon, Texas, and Washington.

According to his BrokerCheck report, he has received one FINRA sanction and three customer complaints.