Articles Tagged with Jerald Aloof

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Jerald AloofPublicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on June 27, 2018 indicate that New Jersey-based Royal Alliance Associates broker/adviser Jerald Aloof has received a customer dispute. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Aloof (CRD# 1567086).

Jerald Aloof has spent 31 years in the securities industry and has been registered with Royal Alliance Associates in Clark, New Jersey since 2003. Previous registrations include UBS Painewebber in Weehawken, New Jersey (1993-2003); Dean Witter Reynolds in Purchase, New York (1989-1993); Shearson Lehman Hutton in New York, New York (1988-1989); and EF Hutton & Company (1986-1988). He has passed six securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination), which he obtained on April 20, 1999; Series 63 (Uniform Securities Agent State Law Examination), which he obtained on October 9, 1986; Series 3 (National Commodity Futures Examination), which he obtained on October 22, 1986; Series 7 (General Securities Representative Examination), which he obtained on September 22, 1986; Series 53 (Municipal Securities Principal Examination), which he obtained on June 15, 2010; and Series 24 (General Securities Principal Examination), which he obtained on December 28, 2009. He is a registered broker and investment adviser with 13 US states and territories: California, Colorado, Connecticut, Delaware, Florida, Massachusetts, Minnesota, New Hampshire, New Jersey, New York, North Carolina, Pennsylvania, and Rhode Island.

According to his BrokerCheck report, he has received one customer complaint and two unsatisfied tax liens.