Articles Tagged with Jerry Raines

Jerry RainesPublic records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on March 19, 2018 indicate that former Texas-based HD Vest Investment Services broker Jerry Raines has received pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Raines (CRD# 4578689).

Jerry Raines has spent 11 years in the securities industry and was most recently registered with HD Vest Investment Services in Kilgore, Texas (2014-2017). Previous registrations include Signal Securities in Kilgore, Texas (2013-2014) and Woodmen Financial Services in Kilgore, Texas (2004-2010, 2011-2012). He has passed two securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination), which he obtained on September 8, 2004, and Series 6 (Investment Company Products/Variable Contracts Representative Examination), which he obtained on February 13, 2004. He is currently not registered with any state or firm.

According to his BrokerCheck report, he has received three pending customer complaints.