Articles Tagged with Jesse Webb

Jesse WebbPublicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on September 13, 2018 indicate that Texas-based Oppenheimer & Company broker/adviser Jesse Webb, who has received several customer disputes, was recently named in a pending complaint by state regulatory authorities. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Webb (CRD# 2298761).

Jesse Webb has spent 25 years in the securities industry and has been registered with Oppenheimer & Company in The Woodlands, Texas since 2012. Previous registrations include Merrill Lynch in The Woodlands, Texas (2007-2012); UBS Financial Services in The Woodlands, Texas (2001-2007); and Morgan Stanley DW in Purchase, New York (1993-2001). He has passed four securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination), which he obtained on July 13, 1996; Series 63 (Uniform Securities Agent State Law Examination), which he obtained on January 9, 1993; Series 31 (Futures Managed Funds Examination), which he obtained on April 13, 1996; and Series 7 (General Securities Representative Examination), which he obtained on December 18, 1992. He is a registered broker and investment adviser with nine US states: Arizona, Florida, Indiana, Louisiana, Minnesota, Mississippi, Nevada, South Carolina, and Texas.

According to his BrokerCheck report, he has received three customer complaints and one pending regulatory complaint, and he resigned from his former employer in connection to alleged rule violations.

Jesse Webb

Public records published by the Financial Industry Regulatory Authority (FINRA) on December 21, 2016 indicate that Texas-based Oppenheimer & Company broker/adviser Jesse Webb has been the subject of customer complaints. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Webb (CRD# 2298761).

Jesse Webb has spent 23 years in the securities industry and has been registered with Oppenheimer & Company in the Woodlands, Texas since 2012. Previous registrations include Merrill Lynch in the Woodlands, Texas; UBS Financial Services in the Woodlands, Texas; and Morgan Stanley DW in Purchase, New York. He is a registered broker and investment adviser with eight US states and territories: Arizona, Arkansas, Florida, Louisiana, Minnesota, Mississippi, Nevada, and Texas.

According to his BrokerCheck report, Jesse Webb has received three customer complaints and resigned from one former employer.