Articles Tagged with JJB Hilliard WL Lyons

Michael BarnettPublicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on July 16, 2018 indicate that Illinois-based JJB Hilliard WL Lyons broker/adviser Michael Barnett has received new pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Barnett (CRD# 5792242).

Michael Barnett has spent eight years in the securities industry and has been registered with JJB Hilliard WL Lyons in Marion, Illinois since 2012. He was previously registered with Edward Jones in Herrin, Illinois (2010-2012). He is a registered broker and investment adviser with 32 US states and territories and with three self-regulatory organizations: FINRA, NYSE American LLC, and the New York Stock Exchange.

According to his BrokerCheck report, he has received one customer complaint and five pending customer complaints.

Randal MasterPublic records published by the Financial Industry Regulatory Authority (FINRA) and accessed on February 5, 2018 indicate that Kentucky-based JJB Hilliard WL Lyons broker/adviser Randal Master has received resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Master (CRD# 4406924).

Randall Master has spent 16 years in the securities industry and has been registered with JJB Hilliard WL Lyons in Lexington, Kentucky since 2001. He has no previous registrations. He has passed three securities industry examinations: Series 66 (Uniform Combined State Law Examination), which he obtained on August 17, 2001; Series 31 (Futures Managed Funds Examination), which he obtained on April 17, 2009; and Series 7 (General Securities Representative Examination), which he obtained on July 26, 2001. He is a registered broker and investment adviser with 22 US states and territories: Alabama, Arizona, California, Delaware, Florida, Georgia, Illinois, Indiana, Kentucky, Louisiana, Maryland, Michigan, Minnesota, Missouri, New York, North Carolina, Ohio, South Carolina, Tennessee, Texas, Virginia, and West Virginia. He is registered with three self-regulatory organizations (SROs): FINRA, NYSE American LLC, and the New York Stock Exchange.

According to his BrokerCheck report, he has received one customer complaint and one pending customer complaint.

Charles PhelpsPublic records published by the Financial Industry Regulatory Authority (FINRA) on July 26, 2016 indicate that Kentucky-based JJB Hilliard broker/adviser Charles Phelps has been the subject of customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Phelps (CRD# 2335942).

Charles Phelps has spent 23 years in the securities industry and has been registered with JJB Hilliard WL Lyons in Louisville, Kentucky since 2010. Previous registrations include Morgan Keegan & Company in Louisville, Kentucky; UBS PaineWebber in Weehawken, New Jersey; and JC Bradford & Company in New York, New York. He is a registered broker and investment adviser with 16 US states and territories: Alabama, California, Florida, Georgia, Illinois, Indiana, Kentucky, Michigan, Mississippi, Ohio, Oregon, Tennessee, Texas, Utah, Virginia, and Washington. Continue Reading

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