Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on June 15, 2018 indicate that former Indiana-based NYLife Securities broker Joel Flaningan, who is involved in a pending customer dispute, was recently terminated from his former employer in connection to alleged rule violations and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Flaningan (CRD# 5664958).
Joel Flaningan has spent seven years in the securities industry and was most recently registered with NYLife Securities in Fort Wayne, Indiana (2010-2018). He has no previous registrations. He has passed two securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination), which he obtained on November 17, 2010, and Series 6 (Investment Company Products/Variable Contracts Representative Examination), which he obtained on December 20, 2010. He is currently not registered with any state or firm.
According to his BrokerCheck report, he has received a pending customer complaint and was recently discharged from his former employer.