Articles Tagged with Joel Weber

Joel Weber

Public records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on April 17, 2018 indicate that former Minnesota-based Securities America broker Joel Weber has received customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Weber (CRD# 1717681).

Joel Weber has spent 30 years in the securities industry and has been registered with Securities America in Saint Cloud, Minnesota since October 2017. Previous registrations include SII Investments in Saint Cloud, Minnesota (2002-2017) and Franklin Financial Services Corporation in Houston, Texas (1987-2002). He has passed three securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination), which he obtained on August 7, 1987; Series 6 (Investment Company Products/Variable Contracts Representative Examination), which he obtained on August 10, 1987; and Series 26 (Investment Company Products/Variable Contracts Principal Examination), which he obtained on June 6, 2001. He is a registered broker with six US states: Arizona, Iowa, Minnesota, Oregon, Washington, and Wisconsin.

According to his BrokerCheck report, he has received two customer complaints and three denied customer complaints.