Articles Tagged with John Alexander

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John Alexander

Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on August 4, 2017 indicate that Georgia-based Raymond James & Associates broker/adviser John Alexander has been named in a pending customer dispute. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Alexander (CRD# 4751186).

John Alexander has spent 13 years in the securities industry and has been registered with Raymond James & Associates in Athens, Georgia since 2013. He was previously registered with Morgan Keegan & Company in Athens, Georgia (2004-2013). He has passed two securities industry examinations: Series 66 (Uniform Combined State Law Examination) and Series 7 (General Securities Representative Examination). He is a registered broker and investment adviser with 23 US states and territories: Alabama, Arizona, California, Colorado, Florida, Georgia, Illinois, Indiana, Kentucky, Louisiana, Massachusetts, Nevada, New Jersey, North Carolina, Ohio, Oklahoma, Oregon, Puerto Rico, South Carolina, Tennessee, Texas, Virginia and Washington.

According to his BrokerCheck report, he has received one pending customer complaint.