Articles Tagged with John Mazza

John MazzaPublic records published by the Financial Industry Regulatory Authority (FINRA) and accessed on June 25, 2018 indicate that former Michigan-based Independent Financial Group broker/adviser John Mazza has been involved in customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Mazza (CRD# 4299467).

John Mazza has spent 17 years in the securities industry and was most recently registered with Independent Financial Group in Shelby Township, Michigan (2010-2018). Previous registrations include AFA Financial Group in Calabasas, California (2009-2010); UBS Financial Services in Scottsdale, Arizona (2005-2009); Citigroup Global Markets in New York, New York (2003-2005); and Merrill Lynch in New York, New York (2000-2003). He has passed two securities industry examinations: Series 66 (Uniform Combined State Law Examination), which he obtained on January 10, 2001, and Series 7 (General Securities Representative Examination), which he obtained on December 20, 2000. He is currently not registered with any state or firm.

According to his BrokerCheck report, he has received two customer complaints and two denied customer complaints.