Articles Tagged with John Wesh

Published on:

John Wesh

Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on December 1, 2017 indicate that Tennessee-based Wells Fargo Clearing Services broker/adviser John Wesh has received a pending customer dispute. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Wesh (CRD# 1217028).

John Wesh has spent 33 years in the securities industry and has been registered with Wells Fargo Clearing Services in Knoxville, Tennessee since 2008. Previous registrations include AG Edwards & Sons in Knoxville, Tennessee (1990-2008); Dean Witter Reynolds in Purchase, New York (1987-1990); Smith Barney Harris Upham & Company (1985-1987); and Greentree Securities Corporation (1983-1985). He has passed two securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination), which he obtained on May 15, 1985, and Series 7 (General Securities Representative Examination), which he obtained on December 17, 1983. He is a registered broker and investment adviser with 25 US states and territories: Alabama, California, Delaware, Florida, Georgia, Illinois, Kansas, Kentucky, Maine, Maryland, Massachusetts, New Jersey, New York, North Carolina, Ohio, Oklahoma, Pennsylvania, Rhode Island, South Carolina, Tennessee, Texas, Utah, Virginia, West Virginia and Wisconsin. He is registered with five self-regulatory organizations (SROs): FINRA, NYSE American LLC, Nasdaq PHLX LLC, the Nasdaq Stock Market, and the New York Stock Exchange.

According to his BrokerCheck report, he has received one pending customer complaint and one denied customer complaint.