Articles Tagged with Jollene Austin

Jollene AustinPublic records published by the Financial Industry Regulatory Authority (FINRA) on February 22, 2017 indicate that New York-based Revere Securities broker Jollene Austin resigned from a former employer in connection to alleged rule violations. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Ms. Austin (CRD# 2997663).

Jollene Austin has spent eighteen years in the securities industry and has been registered with Revere Securities in New York, New York since October 2016. Previous registrations include Rothschild Lieberman in New York, New York; Newport Coast Securities in New York, New York; Securities America in Mills River, North Carolina; Commonwealth Financial Network in Mills River, North Carolina; LPL Financial in Mills River, North Carolina; Edward Jones in Mills River, North Carolina; UBS Painewebber in Weehawken, New Jersey; Salomon Smith Barney in New York, New York; Merrill Lynch in New York, New York; American Express Financial Advisors in Minneapolis, Minnesota; and IDS Life Insurance in Minneapolis, Minnesota. She has passed four securities industry examinations: Series 66 (Uniform Combined State Law Examination); Series 63 (Uniform Securities Agent State Law Examination); Series 7 (General Securities Representative Examination); and Series 65 (Uniform Investment Adviser Law Examination). She is a registered broker with seven US states and territories: Colorado, Connecticut, Indiana, New York, North Carolina, Rhode Island, and South Carolina.

According to her BrokerCheck report, Jollene Austin has received one denied customer complaint and resigned from a former employer in connection to alleged misconduct.