Articles Tagged with Jon VanSlooten

Jon VanSlooten

Publicly available records published by the Financial Industry Regulatory Authority (FINRA) on July 6, 2017 indicate that former Ohio-based Edward Jones broker/adviser Jon VanSlooten has been sanctioned by FINRA and suspended from acting as a broker. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. VanSlooten (CRD# 2011865).

Jon VanSlooten has spent seven years in the securities industry and was most recently registered with Edward Jones in Toledo, Ohio (2008-2016). He has no previous registrations. He has passed two securities industry examinations: Series 66 (Uniform Combined State Law Examination) and Series 7 (General Securities Representative Examination). He is currently not registered with any state or firm.

According to his BrokerCheck report, Jon VanSlooten was recently sanctioned by FINRA in connection to alleged rule violations.