According to records provided by the Financial Industry Regulatory Authority (FINRA), former California-based Arete Wealth Management broker Jonathan Greenfield has been permanently barred from acting as a broker. The securities and investment fraud law firm Fitapelli Kurta is investigating allegations of misconduct against Mr. Greenfield (CRD# 2591266).
Jonathan Greenfield has spent eighteen years in the securities industry and was most recently registered with Arete Wealth Management in Woodland Hills, California (2010-2013). Previous registrations include Financial West Group in Woodland Hills, California (2008-2010); Morgan Peabody in Studio City, California (2004-2008); Sentra Securities Corporation in Phoenix, Arizona (2003-2004); SII Investments in Appleton, Wisconsin (2003); Sentra Securities Corporation in Phoenix, Arizona (1997-2003); HJ Meyers & Company in Rochester, New York (1996-1997); the Boston Group in Los Angeles, California (1996); and Lazar Frederick & Company in Beverly Hills, California (1995-1996). Two of his former employers, Morgan Peabody and HJ Meyers & Company, have since been expelled by FINRA Mr. Greenfield is currently not registered with any state or firm. Continue Reading