Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on December 16, 2016 indicate that former New York-based Salomon Whitney Financial broker Jonothan Lieberman has been permanently barred from acting as a broker or otherwise associating with firms that sell securities to the public. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Lieberman (CRD# 2237428).
Jonothan Lieberman has spent 21 years in the securities industry and was most recently registered with Salomon Whitney Financial in Farmingdale, New York (2015). Previous registrations include Rockwell Global Capital in Melville, New York; Charles Vista LLC in Melville, New York; Obsidian Financial Group in Woodbury, New York; Westrock Advisors in Woodbury, New York; JP Turner & Company in Garden City, New York; National Securities in Seattle, Washington; Northeast Securities in Mitchelfield, New York; Broadband Capital Management in New York, New York; Dalton Kent Securities in New York, New York; HGI in Jericho, New York; Stratton Oakmont in Lake Success, New York; and Maidstone Financial in New York, New York. He is currently not registered with any state or firm.
According to his BrokerCheck report, Jonothan Lieberman has received nine customer complaints, one regulatory sanction, and one pending customer complaint.