Public records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on November 6, 2017 indicate that former New York-based Wunderlich Securities broker Jordan Brown has received a pending customer dispute and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Brown (CRD# 1464333).
Jordan Brown has spent 27 years in the securities industry and was most recently registered with Wunderlich Securities in Great Neck, New York (2007-2013). Previous registrations include Maxim Group in Woodbury, New York (2005-2007); HD Brous & Company in Great Neck, New York (2001-2005); Salomon Smith Barney in New York, New York (1993-2001); Lehman Brothers in New York, New York (1987-1993); and McLaughlin Piven Vogel (1986-1987). He has passed two securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination), which he obtained on April 14, 1986, and Series 7 (General Securities Representative Examination), which he obtained on March 15, 1986. He is currently not registered with any state or firm.
According to his BrokerCheck report, he has received one pending customer complaint.