Articles Tagged with JP Morgan

Pavel KreychmanPublicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on May 29, 2018 indicate that New York-based JP Morgan broker/adviser Pavel Kreychman has received a customer dispute. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Kreychman (CRD# 5371416).

Pavel Kreychman has spent nine years in the securities industry and has been registered with JP Morgan Securities in Brooklyn, New York since 2012. He was previously registered with Chase Investment Services Corporation in Brooklyn, New York (2008-2012). He has passed four securities industry examinations: Series 66 (Uniform Combined State Law Examination), which he obtained on July 13, 2011; Series 63 (Uniform Securities Agent State Law Examination), which he obtained on September 12, 2008; Series 7 (General Securities Representative Examination), which he obtained on July 20, 2010; and Series 6 (Investment Company Products/Variable Contracts Representative Examination), which he obtained on September 3, 2008. He is a registered broker and investment adviser with six US states: California, Connecticut, Florida, New Jersey, New York, and Pennsylvania. His self-regulatory organization (SRO) registrations include: BOX Options Exchange LLC, Cboe C2 Exchange, FINRA, Investors’ Exchange, NYSE Arca, Nasdaq BX, Nasdaq ISE, the Nasdsaq Stock Market, and the New York Stock Exchange.

According to his BrokerCheck report, he has received one customer complaint and one denied customer complaint.

William OlsenPublic records published by the Financial Industry Regulatory Authority (FINRA) on March 17, 2017 indicate that former California-based JP Morgan broker/adviser William Olsen has been sanctioned by FINRA and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Olsen (CRD# 5748983).

William Olsen has spent four years in the securities industry and was most recently registered with JP Morgan in Westlake Village, California (2012-2015). Previous registrations include Chase Investment Services in Westlake Village, California and Chase Investment Services in Buena Park, California. He is currently not registered with any state or firm.

According to his BrokerCheck report, William Olsen has received one FINRA sanction and was discharged from his former employer.

Brad McDowellPublic records published by the Financial Industry Regulatory Authority (FINRA) on November 8, 2016 indicate that former Illinois-based JP Morgan broker Brad McDowell is currently not affiliated with any broker-dealer firm. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. McDowell (CRD# 5413618).

Brad McDowell has spent eight years in the securities industry and was most recently registered with JP Morgan Securities in Niles, Illinois (2012-2016). Previous registrations include Chase Investment Services in Niles, Illinois (2011-2012) and National Securities Corporation in Chicago, Illinois (2008-2011). He is currently not registered with any state or firm.

According to his BrokerCheck report, Brad McDowell has received two customer complaints and was discharged from JP Morgan Securities.

Laya GavinPublicly available records provided by the Financial Industry Regulatory Authority (FINRA) on November 10, 2016 indicate that former Arizona-based JP Morgan Securities broker Laya Gavin is currently not affiliated with any broker-dealer firm. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Ms. Gavin (CRD# 4401694).

Laya Gavin has spent fourteen years in the securities industry and was most recently registered with JP Morgan Securities in Sun City West, Arizona (2012-2016). Previous registrations include Chase Investment Services in Phoenix, Arizona; New England Securities in Phoenix, Arizona; Woodbury Financial Services in Oakdale, Minnesota; Simmers Capital Management in Phoenix, Arizona; and PFS Investments in Duluth, Georgia. She is currently not registered with any state or firm, and is currently not licensed to act as a broker (buying and selling securities on behalf of customers) or as an investment adviser (providing advice about securities to clients), though she may be able to provide other investment services.

According to her BrokerCheck report, Laya Gavin has been named in a FINRA investigation.

Trevor WurtzebachPublicly available records provided by the Financial Industry Regulatory Authority (FINRA) on August 8, 2016 indicate that Illinois-based JP Morgan broker/adviser Trevor Wurtzebach has been the subject of customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Wurtzebach (CRD# 5134519).

Trevor Wurtzebach has spent nine years in the securities industry and has been registered with JP Morgan in Wilmette, Illinois since April 2016. Previous registrations include JP Morgan Securities in Chicago, Illinois (2014-2016); Sigma Financial Corporation in Chicago, Illinois (2010-2013); and National Securities Corporation in Chicago, Illinois (2006-2010). He is a registered broker and investment adviser five US states and territories: California, Florida, Illinois, North Carolina, and Texas. Continue Reading

Eric SparlingPublicly available records provided by the Financial Industry Regulatory Authority (FINRA) on August 5, 2016 indicate that Ohio-based Investment Professionals broker/adviser Eric Sparling has been the subject of customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Sparling (CRD# 2575062).

Eric Sparling has spent 20 years in the securities industry and has been registered with Investment Professionals in Marion, Ohio since March 2016. Previous registrations include JP Morgan Securities in Marion, Ohio; Chase Investment Services in Marion, Ohio; Fidelity Brokerage Services; Lincoln Financial Advisors in Fort Wayne, Indiana; the Lincoln National Life Insurance Company in Fort Wayne, Indiana; New England Securities in New York, New York; State Farm VP Corporation in Bloomington, Illinois; and Pruco Securities in Newark, New Jersey. He is a registered broker and investment adviser in Ohio. Continue Reading

Tony OgbonnaPublic records provided by the Financial Industry Regulatory Authority (FINRA) on May 23, 2016 indicate that former Illinois-based JP Morgan broker Tony Ogbonna is currently not registered with any state or firm. The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Ogbonna (CRD# 2771427).

Tony Ogbonna has spent 16 years in the securities industry and was most recently registered with JP Morgan in Evanston, Illinois (2012-2014). Previous registrations include Chase Investment Services in Evanston, Illinois (2005-2012); Banc One Securities in Chicago, Illinois (2000-2005); MetLife Securities in New York, New York (1997-2000); and Metropolitan Life Insurance Company in New York, New York (1997-2000). He is currently not registered with any state or firm. Continue Reading

 William DesserCalifornia-based JP Morgan broker/adviser William Desser is the subject of settled or pending customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Desser (CRD# 1496152).

William Desser has spent 29 years in the securities industry and has been registered with JP Morgan Securities in Los Angeles, California since 1988. Previous registrations include Pollock Financial Corporation (1986-1988). He is a registered broker and investment adviser with 48 US states and territories. Continue Reading

Louis PoppFormer California-based JP Morgan broker Louis Deeley has been permanently barred from acting as a broker or otherwise associating with firms that sell securities to the public. The securities and investment fraud law firm Fitapelli Kurta is investigating allegations of misconduct against Mr. Deeley, also known as Louis Popp (CRD# 5830647).

Louis Deeley has spent four years in the securities industry and was most recently registered with JP Morgan Securities in Santa Rosa, California (2012-2014). Previous registrations include Chase Investment Services in Santa Rosa, California (2010-2012). He is currently not registered with any state or firm. Continue Reading

The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Texas-based JP Morgan broker David Jernigan (CRD# 1236074).

David Jernigan has spent thirty-one years in the securities industry and has been registered with JP Morgan Securities in Dallas, Texas since 2011. Previous registrations include Morgan Stanley Smith Barney in San Francisco, California (2009-2011); Citigroup Global Markets in San Francisco, California (2006-2009); Legg Mason Wood Walker in Baltimore, Maryland (2000-2006); and Merrill Lynch Pierce Fenner & Smith in New York, New York (1984-2000). He is a registered broker in 53 US states and territories. Continue Reading