Articles Tagged with Justin Mitchell

Justin Mitchell

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on December 6, 2017 indicate that Louisiana-based Capital Financial Services broker/adviser Justin Mitchell was discharged from a former employer in connection to alleged rule violations and has been named in a pending FINRA investigation. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Mitchell (CRD# 5177794).

Justin Mitchell has spent ten years in the securities industry and has been registered with Capital Financial Services in Baton Rouge, Louisiana since July 2017. Previous registrations include LPL Financial in Baton Rouge, Louisiana (2009-2017); Mutual Services Corporation in Baton Rouge, Louisiana (2008-2009); AIG Financial Advisors in Baton Rouge, Louisiana (2008); and American General Securities Incorporated in Baton Rouge, Louisiana (2007-2008). He has passed one securities industry examination: Series 6 (Investment Company Products/Variable Contracts Representative Examination), which he obtained on April 30, 2007. He is registered as a broker and investment adviser in Louisiana.

According to his BrokerCheck report, he was discharged from a former employer in connection to alleged rule violations and has been named in a pending regulatory investigation.