Public records published by the Financial Industry Regulatory Authority (FINRA) on May 16, 2018 indicate that Florida-based JW Cole Financial broker/adviser William Koenig has been involved in resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Koenig (CRD# 1507868).
William Koenig has spent 31 years in the securities industry and has been registered with JW Cole Financial in Spring Hill, Florida since 2009. Previous registrations include Raymond James Financial Services in Spring Hill, Florida (2000-2009); AG Edwards & Sons in St. Louis, Missouri (1988-2000); Fitzgerald Dearman & Roberts (1987-1990); and the Stuart-James Company (1987). He has passed three securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination), which he obtained on July 9, 1987; Series 7 (General Securities Representative Examination), which he obtained on May 16, 1987; and Series 24 (General Securities Principal Examination), which he obtained on February 21, 2001. He is a registered broker and investment adviser with four US states: Florida, Illinois, New Jersey, and New York.
According to his BrokerCheck report, he has received three customer complaints and one pending customer complaint.