Articles Tagged with Karen McKinley

Karen McKinley Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on January 23, 2017 indicate that former New Hampshire-based Morgan Stanley broker/adviser Karen McKinley has been permanently barred from acting as a broker or otherwise associating with firms that sell securities to the public. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Ms McKinley (CRD# 5608238).

Karen McKinley has spent seven years in the securities industry and was most recently registered with Morgan Stanley in Manchester, New Hampshire (2009-2016). She was previously registered with Citigroup Global Markets in Manchester, New Hampshire (2009). She is currently not registered with any state or firm. She has passed two securities industry examinations: Series 66 (Uniform Combined State Law Examination) and Series 7 (General Securities Representative Examination).

According to her BrokerCheck report, Karen McKinley has been sanctioned by FINRA and discharged from a former employer.