Articles Tagged with Kari Bracy

Kari BracyPublicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on September 14, 2018 indicate that Florida-based NYLife Securities broker Kari Bracy has received a pending customer dispute. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Ms. Bracy (CRD# 5656186).

Kari Bracy has spent nine years in the securities industry and has been registered with NYLife Securities in Jacksonville Beach, Florida since 2009. She has no previous registrations. She has passed two securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination), which she obtained on October 2, 2014, and Series 6 (Investment Company Products/Variable Contracts Representative Examination), which she obtained on July 14, 2009. She is a registered broker with one US state, Florida, and with one self-regulatory organization (SRO): FINRA.

According to her BrokerCheck report, she has received one pending customer complaint.