Articles Tagged with Keith Fontenot

Keith Fontenot

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on June 21, 2017 indicate that Louisiana-based Wells Fargo Clearing Services broker/adviser Keith Fontenot has received resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Fontenot (CRD# 2296303).

Keith Fontenot has spent 24 years in the securities industry and has been registered with Wells Fargo Clearing Services in Lafayette, Louisiana since 2003. He was previously registered with Prudential Securities in New York, New York (1993-2003). He has passed three securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination), Series 63 (Uniform Securities Agent State Law Examination), and Series 7 (General Securities Representative Examination). He is a registered broker and investment adviser with thirteen US states and territories: Alabama, Arizona, California, Florida, Georgia, Kentucky, Louisiana, Mississippi, Ohio, Oklahoma, Tennessee, Texas and Utah.

According to his BrokerCheck report, he has received one customer complaint and one pending customer complaint.