Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on October 31, 2017 indicate that former Florida-based Kovack Securities broker/adviser Rita Dulya was recently terminated from her former employer in connection to alleged rule violations and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Ms. Dulya (CRD# 2050796).
Rita Dulya has spent 27 years in the securities industry and was most recently registered with Kovack Securities in Port St. Lucie, Florida (2002-2017). Previous registrations include Pro-Integrity Securities in Longview, Texas (1999-2002); SunPoint Securities in Longview, Texas (1996-1999); Great Western Financial Securities Corporation in Northridge, California (1990-1996); and FundTrust Investment Company (1990-1992). She has passed three securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination), which she obtained on May 21, 1991; Series 7 (General Securities Representative Examination), which she obtained on May 19, 1990; and Series 24 (General Securities Principal Examination), which she obtained on November 11, 1999. She is currently not registered with any state or firm.
According to her BrokerCheck report, she has received one pending customer complaint and one denied customer complaint, and was recently discharged from her former employer.