Articles Tagged with Legend Securities

Michael Oromaner

Publicly available records published by the Financial Industry Regulatory Authority on March 24, 2017 indicate that former New York-based Cova Capital Partners broker Michael Oromaner has been sanctioned by FINRA and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in speaking investors who have complaints regarding Michael Oromaner (CRD# 2857559).

Michael Oromaner has spent sixteen years in the securities industry and was most recently registered with Cova Capital Partners in Syosset, New York (2016-2017). Previous registrations include Salomon Whitney Financial in Farmingdale, New York; Avenir Financial Group in Huntington, New York; Legend Securities in East Meadow, New York; Brookville Capital Partners in Uniondale, New York; Prestige Financial Center in Garden City, New York; New Castle Financial Services in Melville, New York; and EKN Financial Services in Woodbury, New York. He is currently not registered with any state or firm.

According to his BrokerCheck report, Michael Oromaner has received two regulatory sanctions, five customer complaints and one pending customer complaint.

Darren DorvalPublicly available records provided by the Financial Industry Regulatory Authority (FINRA) on September 28, 2016 indicate that New York-based Legend Securities broker Darren Dorval has been the subject of customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Dorval (CRD# 4324418).

Darren Dorval has spent fifteen years in the securities industry and has been registered with Legend Securities in Staten Island, New York since 2009. Previous registrations include Legend Trading in New York, New York (2011-20130; VFinance Investments in New York, New York (2002-2009); VFinance Investments in Boca Raton, Florida (2001-2002); and JP Turner & Company in Atlanta, Georgia (2001). He is a registered broker with 25 US states.

According to his BrokerCheck report, Darren Dorval is the subject of one regulatory action, one customer complaint, and three pending customer complaints.

Hank WernerPublic records provided by the Financial Industry Regulatory Authority (FINRA) on September 7, 2016 indicate that former New York-based Legend Securities broker Hank Werner has been named in a pending FINRA complaint. The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Werner (CRD# 1615495).

Hank Werner has spent 29 years in the securities industry and was most recently registered with Legend Securities in New York, New York (2012-2016). Previous registrations include Liberty Partners Financial Services in New York, New York; Liberty Partners Financial Services in Bakersfield, California; Brookstone Securities, which has since been expelled by FINRA, in Northport, New York; Alexander Capital in New York, New York; Empire Financial Group, which has since been expelled by FINRA, in Northport, New York; First Montauk Securities in Red Bank, New Jersey; American Investment Services, which has since been expelled by FINRA, in Oklahoma City, Oklahoma; Robert Thomas Securities in St. Petersburg, Florida; Prudential Securities in New York, New York; Smith Barney Harris Upham in New York, New York; and Shearson Lehman Hutton. He is currently not registered with any state or firm. Continue Reading

James MirendaPublicly available records provided by the Financial Industry Regulatory Authority (FINRA) on August 9, 2016 indicate that New York-based Legend Securities broker James Mirenda has been the subject of customer complaints and a regulatory sanctions. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Mirenda (CRD# 2585792).

James Mirenda has spent eight years in the securities industry and has been registered with Legend Securities in Miller Place, New York since April 2015. Previous registrations include Tryco Securities in Miller Place, New York; Brookville Capital Partners, which has since been expelled by FINRA, in Miller Place, New York; John Thomas Financial, which has since been expelled by FINRA, in New York, New York; JD Nicholas & Associates in Lake Grove, New York; EKN Financial Services, which has since been expelled by FINRA, in Melville, New York; Joseph Gunnar & Company in Medford, New York; EKN Financial Services, which has since been expelled by FINRA, in Farmingville, New York; KC Ward Financial in Ronkonkoma, New York; American Capital Partners in Medford, New York; Clark Dodge & Company in Dodge City, New York; and World Equity Group in Garden City, New York. He is a registered broker with seven US states: California, Connecticut, Iowa, Minnesota, New York, Oklahoma, and Wyoming. Continue Reading

Peter GirgisPublicly available records provided by the Financial Industry Regulatory Authority (FINRA) on June 21, 2016 indicate that New York-based Legend Securities broker Peter Girgis is the subject of settled or pending customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Girgis (CRD# 4520444).

Peter Girgis has spent 13 years in the securities industry and has been registered with Legend Securities in New York, New York since 2013. Previous registrations include Joseph Gunnar & Company in Staten Island, New York; Brookstone Securities, which has since been expelled by FINRA, in Staten Island, New York; JP Turner & Company in Staten Island, New York; Gunnallen Financial in Staten Island, New York; and Joseph Stevens & Company in Brooklyn, New York. He is a registered broker with 19 US states and territories. Continue Reading

Mario GogliormellaPublicly available records provided by the Financial Industry Regulatory Authority (FINRA) on June 16, 2016 indicate that New York-based Legend Securities broker Mario Gogliormella has received numerous settled or pending customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Gogliormella (CRD# 3097531).

Mario Gogliormella has spent five years in the securities industry and has been registered with Legend Securities in New York, New York since 2010. He was previously registered with First Midwest Securities in New York (2010). Mr. Gogliormella is a registered broker with 50 US states and territories. Continue Reading

Maroof Miyana Publicly available records provided by the US Justice Department on May 9, 2016 indicate that Florida-based Legend Securities broker Maroof Miyana has been indicted on fraud charges. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Miyana (CRD# 4513966).

Maroof Miyana has spent 13 years in the securities industry and has been registered with Legend Securities in Deerfield Beach, Florida since 2014. Previous registrations include IAA Financial in Boca Raton, Florida (2009-2015); Gunnallen Financial in Boca Raton, Florida (2004-2009); and Continental Broker-Dealer Corporation, which has since been expelled by the Financial Industry Regulatory Authority (FINRA), in Carle Place, New York (2002-2004). Mr. Miyana is a registered broker in 25 US states and territories. Continue Reading

Michael AndroulakisThe securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding New York-based Legend Securities broker Michael Androulakis (CRD# 2793638).

Michael Androulakis has spent fourteen years in the securities industry and has been registered with Legend Securities in New York, New York since 2010. He was previously registered with JP Turner & Company in Staten Island, New York (2001-2010). He is a registered broker with 32 US states and territories. Continue Reading

Marlon O’ColeThe securities and investment fraud law firm Fitapelli Kurta is investigating allegations of misconduct against New York-based Avenir broker Marlon O’Cole (CRD# 5054806).

Marlon O’Cole has spent nine years in the securities industry and has been registered with Avenir Financial Group in New York, New York since 2015. Previous registrations include Blackbook Capital in New York, New York (2015); EJ Sterling in New York, New York (2014-2015); Legend Securities in New York, New York (2013-2014); Liberty Partners in Melville, New York (2011-2013); Global Arena Capital in New York, New York (2010-2011); Prestige Financial Center in New York, New York (2008-2010); Meyers Associates in New York, New York (2006-2008); and PHD Capital (2006). Two of his former employers, Global Arena Capital and Prestige Financial Center, have since been expelled by the Financial Industry Regulatory Authority (FINRA). Mr. O’Cole is a registered broker with three US states: California, Georgia, and New York. Continue Reading