Articles Tagged with Leigh Garber

Leigh GarberPublicly available records published by the Financial Industry Regulatory Authority (FINRA) on February 24, 2017 indicate New York-based National Securities and Adirondack Trading Group broker Leigh Garber has been sanctioned by FINRA. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Ms. Garber (CRD# 2768572).

Leigh Garber has spent eighteen years in the securities industry and has been registered with National Securities in New Woodstock, New York since 2015. Previous registrations include Adirondack Trading Group in New Woodstock, New York; Clayton Lowell & Conger in New Woodstock, New York; Newbridge Securities Corporation in New Woodstock, New York; and IBN Financial Services in Liverpool, New York. She is a registered broker in New York.

According to her BrokerCheck report, Leigh Garber has received two FINRA sanctions and one NASD sanction.

Leigh GarberBased on publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on February 22nd, 2016, New York-based National Securities and Adirondack Trading Group broker Leigh Garber is the subject of a pending regulatory complaint. The securities and investment fraud law firm Fitapelli Kurta is investigating allegations of misconduct related to Ms. Garber (CRD# 2768572).

Leigh Garber has spent seventeen years in the securities industry and has been registered with National Securities and Adirondack Trading Group in New Woodstock, New York since 2016 and 2010, respectively. Previous registrations include: Clayton Lowell & Conger in New Woodstock, New York (1998-2015); Newbridge Securities Corporation in New Woodstock, New York (2015); and IBN Financial Services in Liverpool, New York (2003). She is a registered broker in eleven US states: California, Connecticut, Indiana, Maine, Massachusetts, New Hampshire, New Mexico, New York, Ohio, Rhode Island, and Texas. Continue Reading