Articles Tagged with Liens

David Ledoux Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on June 6, 2016 indicate that Florida-based Westpark Capital broker David Ledoux has been the subject of customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Ledoux (CRD# 2513636).

David Ledoux has spent 21 years in the securities industry and has been registered with Westpark Capital in Boca Raton, Florida since 2014. Previous registrations include National Securities Corporation in Boca Raton, Florida (2001-2014); FAS Wealth Management Services in Sarasota, Florida (1998-2001); and Biltmore Securities, which has since been expelled by FINRA, in Ft. Lauderdale, Florida (1994-1998). He is a registered broker with 13 US states and territories: California, Connecticut, Florida, Idaho, Iowa, Maryland, Minnesota, Nebraska, New Jersey, New York, Oklahoma, Pennsylvania, and Texas. Continue Reading

David FerlandPublicly available records provided by the Financial Industry Regulatory Authority (FINRA) on February 21st, 2016 indicate that Maine-based Ameriprise broker/adviser David Ferland is the subject of a pending customer complaint. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Ferland (CRD# 5034103).

David Ferland has spent nine years in the securities industry and has been registered with Ameriprise Financial Services in York, Maine since 2012. Previous registrations include: Invest Financial Corporation in York, Maine (2007-2012) and Jefferson Pilot Securities Corporation in York, Maine (2006-2007). He is a registered broker and investment adviser in three US states: Maine, Massachusetts, and New Hampshire. Continue Reading

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