Articles Tagged with Lincoln Investment

Dean DiMaggioPublicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on September 14, 2018 indicate that New York-based Lincoln Investment broker/adviser Dean DiMaggio has received a pending customer dispute. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. DiMaggio (CRD# 1361857).

Dean DiMaggio has spent 32 years in the securities industry and has been registered with Lincoln Investment in Port Washington, New York since 2009. Previous registrations include HRC Investment Services in Glen Head, New York (1993-2009); USLife Equity Sales Corporation in New York, New York (1986-1993); and Kurz-Liebow & Company (1986). He has passed three securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination), which he obtained on March 4, 2003; Series 63 (Uniform Securities Agent State Law Examination), which he obtained on March 27, 1986; and Series 6 (Investment Company Products/Variable Contracts Representative Examination), which he obtained on March 10, 1986. He is a registered broker and investment adviser with eleven US states and territories: California, Connecticut, Florida, Georgia, Indiana, Maryland, New Jersey, New York, Pennsylvania, Puerto Rico, and Wisconsin.

According to his BrokerCheck report, he has received one pending customer complaint and was discharged from a former employer in connection to alleged rule violations.

Leslie Markus

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on April 25, 2017 indicate that Pennsylvania-based Lincoln Investment broker/adviser Leslie Markus, also known as George Markus, has been named in a FINRA investigation. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Markus (CRD# 2688964).

Leslie Markus has spent 21 years in the securities industry and has been registered with Lincoln Investment in Bethlehem, Pennsylvania since 2015. Previous registrations include Ameriprise Financial Services in Center Valley, Pennsylvania; Cadaret Grant & Company in Syracuse, New York; Multi-Financial Securities Corporation in North East, Maryland; American Capital Corporation in Valley Forge, Pennsylvania; Tower Square Securities in El Segundo, California; and Guardian Investor Services in New York, New York. He is a registered broker and investment adviser with seven US states: California, Delaware, Maryland, New Jersey, Pennsylvania, Texas and Virginia.

According to his BrokerCheck report, Leslie Markus was discharged from a former employer and has been named in a pending FINRA investigation.