Articles Tagged with Lion Street Financial

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John EadsPublic records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on June 8, 2018 indicate that Florida-based Lion Street Financial broker John Eads, who has received customer disputes, was recently discharged from his former employer in connection to alleged rule violations and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Eads (CRD# 2764843).

John Eads has spent 20 years in the securities industry and was most recently registered with Lion Street Financial in Titusville, Florida (2017-2018). Previous registrations include AXA Advisors in Titusville, Florida (2009-2017) and Woodbury Financial Services in Titusville, Florida (1997-2009). He has passed two securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination), which he obtained on August 12, 1998, and Series 6 (Investment Company Products/Variable Contracts Representative Examination), which he obtained on July 21, 1997. He is currently not registered with any state or firm.

According to his BrokerCheck report, he has received three customer complaints and was recently discharged from his former employer.