Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on September 25, 2018 indicate that former Illinois-based LPL Financial broker/adviser Carol Holesha was recently discharged from her former employer in connection to alleged rule violations and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Ms. Holesha (CRD# 1490209).
Carol Holesha has spent 32 years in the securities industry and was most recently registered with LPL Financial in Chicago, Illinois (2009-2018). Previous registrations include Mutual Service Corporation in Evanston, Illinois (1988-2009) and River North Securities Corporation (1986-1988). She has passed two securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination), which she obtained on September 4, 1986, and Series 7 (General Securities Representative Examination), which she obtained on April 19, 1986. She is currently not registered with any state or firm.
According to her BrokerCheck report, she has received one customer complaint and was discharged from a former employer in connection to alleged rule violations.