Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on October 6, 2017 indicate that Pennsylvania-based Cetera Advisors broker/adviser Andrew Arno was terminated from his former employer, LPL Financial, in connection to alleged rule violations. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Arno (CRD# 2834759).
Andrew Arno has spent 20 years in the securities industry and has been registered with Cetera Advisors in Yardley, Pennsylvania since August 2017. Previous registrations include LPL Financial in Philadelphia, Pennsylvania (2004-2017) and WS Griffith Securities in Hartford, Connecticut (1997-2004). He has passed three securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination); Series 7 (General Securities Representative Examination); and Series 6 (Investment Company Products/Variable Contracts Representative Examination). He is a registered broker and investment adviser with nine US states: Delaware, Florida, Maryland, New Jersey, New York, North Carolina, Ohio, Pennsylvania and South Carolina.
According to his BrokerCheck report, he was recently discharged from a former employer.