Public records provided by the Financial Industry Regulatory Authority (FINRA) on August 7, 2017 indicate that New York-based Spartan Capital Securities broker Mack Miller has been the subject of resolved or pending customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Miller (CRD# 2822317).
Mack Miller has spent 12 years in the securities industry and has been registered with Spartan Capital Securities in New York, New York since April 2017. Previous registrations include Dawson James Securities in New York, New York; Lampert Capital Markets in New York, New York; Viewtrade Securities in Jersey City, New Jersey; Arjent LLC in New York, New York; Woodstock Financial Group in New York, New York; Blackbook Capital in New York, New York; and Coastal Equities in New York, New York. He is a registered broker with 12 US states: Arizona, California, Georgia, Iowa, Kansas, Minnesota, Nebraska, New York, Ohio, Oklahoma, Texas and Washington.
According to his BrokerCheck report, he has received one customer complaint and one pending customer complaint. He also was “permitted to resign” from Dawson James Securities in April 2017 following allegations he “called a prospective customer in a state where he was not registered.”