Articles Tagged with Mark Garfinkel

Mark Garfinkel

Publicly available records published by the Financial Industry Regulatory Authority (FINRA) on February 16, 2017 indicate that former Florida-based Oppenheimer & Company broker Mark Garfinkel has been the subject of several customer disputes is currently not affiliated with any broker-dealer firm. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Garfinkel (CRD# 711322).

Mark Garfinkel has spent thirty years in the securities industry and was most recently registered with Oppenheimer & Company in Boca Raton, Florida (2013-2016). Previous registrations include Raymond James & Associates in Jupiter, Florida; Morgan Keegan & Company in Jupiter, Florida; Morgan Stanley Smith Barney in Boca Raton, Florida; Citigroup Global Markets in Boca Raton, Florida; Morgan Stanley DW in Purchase, New York; Commonwealth Associates in New York, New York; Lehman Brothers in New York, New York; Prudential-Bache Securities; and First Investors Corporation. He is currently not registered with any state or firm.

According to his BrokerCheck report, he has received four customer complaints.