Articles Tagged with Mark Pompeo

shutterstock_101843953According to records provided by the Financial Industry Regulatory Authority (FINRA), former Massachusetts-based CCO Investment Services broker Mark Pompeo is currently not licensed to act as a broker or an investment adviser. The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Pompeo (CRD# 1897147).

Mark Pompeo has spent 26 years in the securities industry and was most recently registered with CCO Investment Services in Weymouth, Massachusetts (2012-2015). Previous registrations include Ocean Cross Capital Markets in Westport, Connecticut (2011-2012); Southridge Investment Group in Ridgefield, Connecticut (2010-2011); LPL Financial Corporation in Hingham, Massachusetts (2008-2010); Raymond James Financial Services in Plymouth, Massachusetts (2006-2008); Wachovia Securities Financial Network in Plymouth, Massachusetts (2004-2006); Wachovia Securities in St. Louis, Missouri (1999-2004); First Union Capital Markets in Charlotte, North Carolina (1998-1999); Legg Mason Wood Walker in Baltimore, Maryland (1994-1998); Gruntal & Company in New York, New York (1992-1994); Fechtor Detwiler & Company in Boston, Massachusetts (1989-1992); and Shearson Lehman Hutton (1988-1989). He is currently not registered with any state or firm. Continue Reading

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