Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on June 27, 2018 indicate that former Colorado-based Taylor Capital Management broker Mark Raezer, who was recently sanctioned by state authorities in connection to alleged rule violations, has received a pending customer dispute and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Raezer (CRD# 6439772).
Mark Raezer has spent two years in the securities industry and was most recently registered with Taylor Capital Management in Aurora, Colorado (2015-2018). He has no previous registrations. He has passed one securities industry examination: Series 6 (Investment Company Products/Variable Contracts Representative Examination), which he obtained on February 9, 2015. He is currently not registered with any state or firm.
According to his BrokerCheck report, he has received one regulatory sanction and one pending customer complaint, and he recently resigned from his former employer in connection to alleged rule violations.