Articles Tagged with Marlyn McClain

Marlyn McClainPublicly available records provided by the Financial Industry Regulatory Authority (FINRA) on May 23, 2018 indicate that Iowa and Nebraska-based NYLife Securities broker Marlyn McClain has received resolved or pending customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Ms. McClain (CRD# 325415).

Marlyn McClain has spent 41 years in the securities industry and has been registered with NYLife Securities in Council Bluffs, Iowa and Omaha, Nebraska since 1982. She was previously registered with New York Life Variable Contracts Corporation (1974-1979). She has passed two securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination), which she obtained on September 21, 1984, and Series 1 (Registered Representative Examination), which she obtained on May 10, 1974. She is a registered broker and investment adviser with 20 US states and territories: Arizona, Arkansas, California, Colorado, Florida, Georgia, Illinois, Iowa, Kansas, Minnesota, Missouri, Nebraska, New Jersey, New York, Oklahoma, South Carolina, South Dakota, Texas, Washington, and Wisconsin.

According to her BrokerCheck report, she has received two customer complaints and one pending customer complaint.

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