Articles Tagged with Matthew Giannone

Matthew GiannonePublic records published by the Financial Industry Regulatory Authority (FINRA) on January 23, 2017 indicate that New York-based Oppenheimer & Company broker/adviser Matthew Giannone has been sanctioned by FINRA and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Giannone (CRD# 2800349).

Matthew Giannone has spent nineteen years in the securities industry and has been registered with Oppenheimer & Company in New York, New York since 2013. Previous registrations include Merrill Lynch in New York (2005-2013) and Citigroup Global Markets in New York (1997-2005). He is currently not registered with any state or firm.

According to his BrokerCheck report, Matthew Giannone has received two customer complaints and seven pending customer complaints.

Matthew GiannonePublicly available records provided by the Financial Industry Regulatory Authority (FINRA) on November 3, 2016 indicate that New York-based Oppenheimer & Company broker/adviser Matthew Giannone has received several pending customer disputes. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Giannone (CRD# 2800349).

Matthew Giannone has spent nineteen years in the securities industry and has been registered with Oppenheimer & Company in New York, New York since 2013. Previous registrations include Merrill Lynch in New York (2005-2013) and Citigroup Global Markets in New York (1997-2005). He is a registered broker and investment adviser with nine US states: California, Connecticut, Florida, Georgia, New Jersey, New Mexico, New York, Pennsylvania, and Texas.

According to his BrokerCheck report, Matthew Giannone has received two customer complaints and six pending customer complaints.

Matthew Giannone Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on September 6, 2016 indicate that New York-based Oppenheimer & Company broker/adviser Matthew Giannone has been the subject of resolved or pending customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Giannone (CRD# 2800349).

Matthew Giannone has spent nineteen years in the securities industry and has been registered with Oppenheimer & Company in New York, New York since 2013. Previous registrations include Merrill Lynch in New York (2005-2013) and Citigroup Global Markets in New York (1997-2005). He is a registered broker and investment adviser with nine US states: California, Connecticut, Florida, Georgia, New Jersey, New Mexico, New York, Pennsylvania, and Texas.

According to his BrokerCheck report, Matthew Giannone has received one customer complaint and one pending customer complaint.