Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on December 19, 2017 indicate that Indiana-based Raymond James Financial Services broker/adviser Matthew Grabbe has been sanctioned by FINRA and suspended from acting as a broker. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Grabbe (CRD# 5294056).
Matthew Grabbe has spent ten years in the securities industry and has been registered with Raymond James Financial Services in Fort Branch, Indiana since August 2016. He was previously registered with JJB Hilliard WL Lyons in Princeton, Indiana. He has passed four securities industry examinations: Series 66 (Uniform Combined State Law Examination), which he obtained on March 29, 2007; Series 7 (General Securities Representative Examination), which he obtained on March 9, 2007; Series 10 (General Securities Sales Supervisor – General Module Examination), which he obtained on November 29, 2016; and Series 9 (General Securities Sales Supervisor – Options Module Examination), which he obtained on September 19, 2016. He is a registered broker and investment adviser with nine US states and territories: Alabama, Arizona, Florida, Illinois, Indiana, Kentucky, Ohio, Tennessee, and Washington.
According to his BrokerCheck report, he was recently sanctioned by FINRA.