Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on December 1, 2017 indicate that New York-based UBS Financial Services broker/adviser Melinda Abood has been involved in resolved or pending customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Ms. Abood (CRD# 867463).
Melinda Abood has spent 36 years in the securities industry and has been registered with UBS Financial Services in New York, New York since 1986, She was previously registered with Shearson Lehman Hutton (1981-1986). She has passed four securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination), which she obtained on May 18, 1982; Series 15 (Foreign Currency Options Examination), which she obtained on July 6, 1990; Series 5 (Interest Rate Options Examination), which she obtained on October 17, 1981; and Series 7 (General Securities Representative Examination), which she obtained on June 16, 1979. She is a registered broker and investment adviser with 27 US states and territories and nine self-regulatory organizations (SROs): BOX Options Exchange LLC, the Chicago Board Options Exchange, FINRA, NYSE American LLC, NYSE Arca, Nasdaq ISE, Nasdaq PHLX, the Nasdaq Stock Market, and the New York Stock Exchange.
According to her BrokerCheck report, she has received three customer complaints and one pending customer complaint.