Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on July 23, 2018 indicate that Mississippi-based Merrill Lynch broker/adviser Frank Zito has received a pending customer dispute and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Zito (CRD# 2766336).
Frank Zito has spent 21 years in the securities industry and was most recently registered with Merrill Lynch in Ridgeland, Mississippi (2010-2018). Previous registrations include Morgan Keegan & Company in Jackson, Mississippi (2007-2010); Amsouth Investment Services in Jackson, Mississippi (2000-2007); Invest Financial Corporation in Appleton, Wisconsin (1998-2000); Deposit Guaranty Investments (1998); and Prudential Securities in New York, New York (1996-1998). He has passed three securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination), which he obtained on September 13, 1996; Series 63 (Uniform Securities Agent State Law Examination), which he obtained on August 28, 1996; and Series 7 (General Securities Representative Examination), which he obtained on August 13, 1996. He is currently not registered with any state or firm.
According to his BrokerCheck report, he has received one pending customer complaint and one customer complaint that was closed with no action taken.