Articles Tagged with Meyers Associates

Joseph AmbrosolePublicly available records provided by the Financial Industry Regulatory Authority (FINRA) on May 26, 2017 indicate that former New York-based Meyers Associates broker Joseph Ambrosole has been sanctioned by FINRA and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested ins peaking to investors who have complaints regarding Mr. Ambrosole (CRD# 5732488).

Joseph Ambrosole has spent four years in the securities industry and was most recently registered with Meyers Associates in New York, New York (2015-2016). Previous registrations include Global Arena Capital in New York, New York; Laidlaw & Company in Stamford, Connecticut; and Obsidian Financial Group in New York, New York. He has passed two securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination) and Series 7 (General Securities Representative Examination). He is currently not registered with any state or firm.

According to his BrokerCheck report, he has received two FINRA sanctions.

John Telfer

Publicly available records published by the Financial Industry Regulatory Authority (FINRA) on February 10, 2017 indicate that former New York-based Meyers Associates broker John Telfer has been named in a pending Securities and Exchange Commission action and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Telfer (CRD# 1099745)

John Telfer has spent sixteen years in the securities industry and was mostly recently registered with Meyers Associates in New York, New York (2013-2016). Previous registrations include Obsidian Financial Group in Woodbury, New York; Clark Dodge & Company in White Plains, New York; Clarge Dodge & Company in Garden City, New York; Laidlaw & Company in New York, New York; Sands Brothers & Company in New York, New York; Success Trade Securities in Washington, DC; Indianapolis Securities in Valley Stream, New York; Somerset Financial Group in Princeton, New Jersey; Montrose Capital Management in New York, New York; and Barington Capital Group in New York, New York. He is currently not registered with any state or firm.

According to his BrokerCheck report, John Telfer has received two regulatory sanctions, one pending regulatory sanction, two pending regulatory investigations, one customer complaint, and one pending customer complaint.

Anthony Mastroianni Public records provided by the Financial Industry Regulatory Authority (FINRA) on February 1, 2017 indicate that former New York-based Meyers Associates broker Anthony Mastroianni has been permanently barred from acting as a broker or otherwise associating with firms that sell securities to the public. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Mastroianni (CRD# 2151249).

Anthony Mastroianni has spent twelve years in the securities industry and was most recently registered with Meyers Associates in New York, New York (2013-2016). Previous registrations include Alexander Capital in New York, New York; JP Turner & Company in Red Bank, New Jersey; National Securities in Staten Island, New York; and Joseph Stevens & Company in Old Bridge, New Jersey. He is currently not registered with any state or firm.

According to his BrokerCheck report, Anthony Mastroianni has received one FINRA sanction and two pending customer complaints.

Michael LavolpePublicly available records provided by the Financial Industry Regulatory Authority (FINRA) on January 23, 2017 indicate that former New York-based Meyers Associates broker Michael Lavolpe has been permanently barred from acting as a broker or otherwise associating with firms that sell securities to the public. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Lavolpe (CRD# 5054798).

Michael Lavolpe has spent eight years in the securities industry and was most recently registered with Meyers Associates in New York, New York (2006-2014). He has no previous registrations. He is currently not registered with any state or firm.

According to his BrokerCheck report, Michael Lavolpe has received one regulatory sanction, two customer complaints, and four pending customer complaints.

Joseph ThurnherrPublic records provided by the Financial Industry Regulatory Authority (FINRA) on December 7, 2016 indicate that New York-based Meyers Associates broker Joseph Thurnherr is the subject of pending customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Thurnherr (CRD# 5045624).

Joseph Thurnherr has spent seven years in the securities industry and has been registered with Meyers Associates in New York, New York since November 2015. Previous registrations include First Standard Financial Compliance Company in Staten Island, New York; National Securities Corporation in New York, New York; Obsidian Fianncial Group, which has been expelled by FINRA, in Red Bank, New Jersey; Legend Securities in New York, New York; National Securities in Iselin, New Jersey; and JP Turner & Company in Staten Island, New York. He is a registered broker with sixteen US states and territories: Alaska, Arizona, California, Colorado, the District of Columbia, Florida, Idaho, Iowa, Michigan, New Jersey, New York, Ohio, Pennsylvania, Texas, Washington, and Wisconsin.

According to his BrokerCheck report, Joseph Thurnherr has received two pending customer complaints.

Matthew SiliatoPublicly available records published by the Financial Industry Regulatory Authority (FINRA) on November 3, 2016 indicate that New York-based Meyers & Associates broker Matthew Siliato has been the subject of several resolved or pending customer disputes. The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Siliato (CRD# 5062153).

Matthew Siliato has spent nine years in the securities industry and has been registered with Meyers Associates in New York, New York since 2013. Previous registrations include National Securities in Iselin, New Jersey; JP Turner & Company in Staten Island, New York; National Securities in Staten Island, New York; Joseph Stevens & Company in Brooklyn, New York; and Joseph Gunnar & Company in New York, New York. He is a registered broker and investment adviser with 34 US states and territories.

According to his BrokerCheck report, Matthew Siliato has received two customer complaints and two pending customer complaints.

Neal ScottPublic records published by the Financial Industry Regulatory Authority (FINRA) on November 3, 2016 indicate that New York-based Meyers Associates broker Neal Scott has received several resolved or pending customer disputes. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Scott (CRD# 1038348).

Neal Scott has spent 34 years in the securities industry and has been registered with Meyers Associates in New York, New York since September 2015. Previous registrations include Euro Pacific Capital in New York, New York; Bishop Rosen & Company in New York, New York; Westpark Capital in New York, New York; JP Turner & Company in New York, New York; US Securities & Futures Corporation in New York, New York; Joseph Gunnar & Company in New York, New York; First Asset Management in Garden City, New York; Emanuel & Company, which has been expelled by FINRA, in New York, New York; Philips Appel & Walden; and EG Frances & Company. He is a registered broker with fourteen US states and territories: California, Connecticut, the District of Columbia, Florida, Kansas, Maryland, Minnesota, New York, North Carolina, Ohio, Pennsylvania, South Carolina, Texas, and the Virgin Islands.

According to his BrokerCheck report, Neal Scott has received one regulatory sanction, three customer complaints, and one pending customer complaint.

Craig LangweilerPublicly available records provided by the Financial Industry Regulatory Authority (FINRA) on October 21, 2016 indicate that Pennsylvania-based Meyers Associates broker Craig Langweiler has been named in a pending regulatory complaint. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Langweiler (CRD# 841897).

Craig Langweiler has spent 39 years in the securities industry and has been registered with Meyers Associates in Philadelphia, Pennsylvania since October 2011. Previous registrations include Summit Brokerage Services in Newtown, Pennsylvania; Saxony Securities in Newtown, Pennsylvania; America Portfolios Financial Services in Newtown, Pennsylvania; Ryan Beck & Company in Florham Park, New Jersey; Gruntal & Company in New York, New York; EW Smith; Philips Appel & Walden; and First Jersey Securities. He is a registered broker in Pennsylvania.

According to his BrokerCheck report, Craig Langweiler has received nine customer complaints, one pending customer complaint, and one pending FINRA complaint.