Articles Tagged with Michael Child

Michael Child Public records provided by the Financial Industry Regulatory Authority (FINRA) on September 28, 2016 indicate that Utah-based H. Beck broker/adviser Michael Child has been the subject of customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Child (CRD# 3128249).

Michael Child has spent seventeen years in the securities industry and has been registered with H. Beck in Salt Lake City, Utah since 2008. Previous registrations include Gunnallen Financial in Salt Lake City, Utah; Investment Management Corporation, which has since been expelled by FINRA, in Salt Lake City, Utah; Eagle Gate Securities in Salt Lake City, Utah; UBS Painewebber in Weehawken, New Jersey; Morgan Stanley Dean Witter Online in San Francisco, California; and Fidelity Brokerage Services in Smithfield, Rhode Island. He is a registered broker and investment adviser in seven US states: Alaska, Arizona, California, Idaho, Nevada, Utah, and Wyoming.

According to his BrokerCheck report, Michael Child has received three customer complaints and one regulatory sanction.

Michael ChildThe securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints with Utah-based H. Beck broker/adviser Michael Child (CRD# 727764).

Michael Child has spent 17 years in the securities industry and has been registered with H. Beck in Salt Lake City, Utah since 2008. Previous registrations include Gunnallen Financial in Salt Lake City, Utah (2007-2008); Investment Management Corporation in Salt Lake City, Utah (2003-2007); Eagle Gate Securities in Salt Lake City, Utah (2002-2003); UBS Painewebber in Weehawken, New Jersey (2000-2002); Morgan Stanley Dean Witter Online in San Francisco, California (1999-2000); and Fidelity Brokerage Services in Smithfield, Rhode Island. He is a registered broker and investment adviser in seven US states: Alaska, Arizona, California, Idaho, Nevada, Utah, and Wyoming. Continue Reading