Articles Tagged with Michael Cruz

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Michael CruzPublicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on October 10, 2017 indicate that California-based Courtland Securities Corporation broker Michael Cruz has received pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Cruz (CRD# 2130750).

Michael Cruz has spent 24 years in the securities industry and has been registered with Courtland Securities Corporation in Irvine, California since 2006. Previous registrations include Finance 500 in Newport Beach, California; Robert Scott Securities; AG Edwards & Sons in St. Louis, Missouri; Amerinational Financial Services; and Chatfield Dean & Company in Greenwood Village, California. He has passed four securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination); Series 63 (Uniform Securities Agent State Law Examination); Series 7 (General Securities Representative Examination); and Series 24 (General Securities Principal Examination). He is a registered broker with six US states: Arizona, California, Florida, Nevada, North Carolina and Texas.

According to his BrokerCheck report, he has received two pending customer complaints.