Articles Tagged with Michael Damon

Michael DamonPublic records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on March 28, 2018 indicate that Massachusetts-based NYLife Securities broker/adviser Michael Damon has received resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Damon (CRD# 4501030).

Michael Damon has spent 15 years in the securities industry and has been registered with NYLife Securities in Medway, Massachusetts since 2002. He has no previous registrations. He has passed three securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination), which he obtained on October 8, 2016; Series 63 (Uniform Securities Agent State Law Examination), which he obtained on July 7, 2003; and Series 6 (Investment Company Products/Variable Contracts Representative Examination), which he obtained on April 23, 2002. He is a registered broker and investment adviser with 10 US states: Alabama, California, Connecticut, Florida, Massachusetts, New Hampshire, New Jersey, New York, Rhode Island, and Washington.

According to his BrokerCheck report, he has received three customer complaints and one pending customer complaint.

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