Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on October 14, 2016 indicate that former New York-based Adirondack Trading Group broker Michael Inderlied has been permanently barred from acting as a broker or otherwise associating with firms that sell securities to the public. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Inderlied (CRD# 2131074).
Michael Inderlied has spent 24 years in the securities industry and was most recently registered with Adirondack Trading Group in New Woodstock, New York (2015). Previous registrations include Investors Capital in Frisco, Texas; Wilbanks Securities in Oklahoma City, Oklahoma; Sagepoint Financial in Oklahoma City, Oklahoma; MML Investors Services in Springfield, Massachusetts; Mimlic Sales Corporation in St. Paul, Minnesota; GR Phelps & Company; Carillon Investments in Cincinnati, Ohio; Pruco Securities in Newark, New Jersey; and the Prudential Insurance Company of America in Newark, New Jersey. He is currently not registered with any state or firm.
According to his BrokerCheck report, Michael Inderlied has received two customer complaints and two regulatory sanctions.