Public records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on February 22, 2018 indicate that Arizona-based Triad Advisors broker/adviser Michael Roberts has been involved in resolved or pending customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Roberts (CRD# 4700058).
Michael Roberts has spent fourteen years in the securities industry and has been registered with Triad Advisors in Mesa, Arizona and Eugene, Oregon since July 2017. Previous registrations include Coastal Equities in Eugene, Oregon (2015-2017); Centaurus Financial in Chandler, Arizona (2012-2015); JP Turner & Company in Chandler, Arizona (2007-2012); Brookstreet Securities Corporation in Eugene, Oregon (2007); and Raymond James Financial Services in Eugene, Oregon (2003-2007). He has passed two securities industry examinations: Series 66 (Uniform Combined State Law Examination), which he obtained on October 21, 2003, and Series 7 (General Securities Representative Examination), which he obtained on September 29, 2003. He is a registered broker and investment adviser with 19 US states and territories: Arizona, California, Colorado, Georgia, Hawaii, Idaho, Iowa, Kansas, Maryland, Minnesota, Nebraska, Nevada, New York, Oregon, Tennessee, Texas, Utah, Virginia and Washington.
According to his BrokerCheck report, he has received one customer complaint and one denied customer complaint.