Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on December 1, 2016 indicate that Pennsylvania-based H. Beck broker/adviser Michael Sica has been the subject of customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Sica (CRD# 3153261).
Michael Sica has spent seventeen years in the securities industry and has been registered with H. Beck in Tafton, Pennsylvania since July 2015. Previous registrations include Lombard Securities in Tafton, Pennsylvania; H&R Block Financial Advisors in Radnor, Pennsylvania; and Merrill Lynch in New York, New York. He is a registered broker and investment adviser with four US states: New Jersey, Pennsylvania, South Carolina, and Washington.
According to his BrokerCheck report, Michael Sica has received two customer complaints and one closed customer complaint.