Articles Tagged with Michael Speer

Michael Speer

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on March 11, 2018 indicate that former Colorado-based Cambridge Investment Research broker/adviser Michael Speer has received customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Speer (CRD# 2414155).

Michael Speer has spent 23 years in the securities industry and was most recently registered with Cambridge Investment Research in Greenwood Village, Colorado (2012-2018). Previous registrations include Presidential Brokerage in Greenwood Village, Colorado (1996-2012) and Chatfield Dean & Company in Greenwood Village, Colorado (1995-1996). He has passed five securities industry examinations: Series 5 (Uniform Investment Adviser Law Examination), which he obtained on September 17, 1999; Series 63 (Uniform Securities Agent State Law Examination), which he obtained on January 5, 1995; Series 7 (General Securities Representative Examination), which he obtained on December 28, 1994; Series 4 (Registered Options Principal Examination), which he obtained on November 26, 1999; and Series 24 (General Securities Principal Examination), which he obtained on March 31, 1995. He is currently not registered with any state or firm.

According to his BrokerCheck report, he has received three customer complaints and two denied customer complaints.